Paper ID: 349 Testing efficient coding: projective (not receptive) fields are the key theoretical prediction Eizaburo Doi (edoi@cns.nyu.edu), Greg Field (gfield@salk.edu), Jeffrey Gauthier (authier@salk.edu), Alexander Sher (sasha@scipp.ucsc.edu), Martin Greschner (greschner@salk.edu), Jonathon Shlens (shlens@salk.edu), Timothy Machado (tam2138@columbia.edu), Liam Paninski (liam@stat.columbia.edu), Debrah Gunning (dgunning@physics.gla.ac.uk), Keith Mathieson (k.mathieson@physics.gla.ac.uk), Alan Litke (alan.litke@cern.ch), E.J. Chichilnisky (ej@salk.edu), Eero Simoncelli (eero.simoncelli@nyu.edu) A fundamental principle for understanding the structure of early sensory information processing is that of efficient coding: information about the external world transmitted to the brain should be maximized, subject to limitations on resources such as firing rate and neural population size. Previous work has suggested that the receptive field structure of retinal ganglion cells (RGCs), the output neurons of the retina, is efficient in this sense [Atick & Redlich, 1990; van Hateren, 1992]. Assuming a population of identical, equally-spaced, circularly symmetric receptive fields, efficient coding principles were shown to account qualitatively for the spatial frequency responses of retinal ganglion cells at different mean illumination levels. However, previous work did not include known aspects of neural architecture, such as inhomogeneities in the photoreceptor lattice and in the spacing and structure of ganglion cell receptive fields, that can have a major impact on the theoretical predictions. Here we examine efficient coding in a framework with fewer assumptions: inhomogeneous populations of linear input and output neurons with different density and independent Gaussian noise [Campa et al., 1994; Doi et al., Cosyne08]. We find that the efficient coding principle does not uniquely specify the receptive fields of output neurons, but instead places a strong constraint on the "projective fields" of the input neurons, that is, the strength of the connection between a given input and all the output cells. Specifically, efficient coding uniquely predicts the inner products of the projective fields of all pairs of input neurons. An experimental test of efficient coding therefore requires measurement of the pattern of connectivity between the full set of input neurons and a complete collection of output neurons. Recent advances in large-scale, high-resolution recording techniques have made such measurements possible, and consequently, allow the first quantitative test of the theory. We examine a data set in which receptive fields of complete collections of RGCs covering a region of retina were mapped at high resolution, revealing the strength of the inputs of each cone photoreceptor to each RGC, and report three principal findings. (1) The spatial pattern of the predicted inner products is similar to the measured pattern. (2) The predicted inner products explain only 16% of the variance of the measured values, in particular the norms are highly variable in the data. Adjusting these norms improves the prediction, allowing the theory to account for 51% of the variance. (3) Information transmission of the measured projective fields is approximately 90% of the theoretical limit. We conclude that the linear-Gaussian form of the efficient coding theory fails to match the data in detail, but predicts the efficiency of the retinal network for encoding natural scenes fairly accurately. A key feature suggested by this study is that the cone photoreceptors are not utilized as uniformly as the theory predicts. Nonlinear transformations and/or non-Gaussian forms of noise or image priors may explain the discrepancies.